Business Description

Our mission is to help individuals develop financial objectives, and achieve those objectives through various financial products and investment services that are designed to meet their present and future needs.

Our goal is to help you make informed decisions about issues that affect your financial well being so you can achieve financial freedom.

General Information

Gender:

Male

CRD#:

4626956

Firm CRD#:

615

Insurance License#:

E054330

States Licensed in:

FL, GA

States Willing to do Business in:

FL, GA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types:

Stocks, Bonds, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 66, Series 7

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Annuity, Life, Health

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA)

Non-Financial Organization Memberships:

Rotary Club of Belleview, Chambers of Commerce

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

$50000

Compensation Methods:

Based on Assets, Flat Fee, Commissions

Prepared By:

Kenneth Nadeau