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Business Description |
Ketcham Capital is committed to helping successful individuals and families make the most of their time and money. They offer fresh perspectives and creative thinking, backed by cutting-edge technology and customized wealth management solutions.
Ketcham capital offers a full array of investment capabilities, including leading third-party investment managers, hedge funds, and 1031 TIC. They also provide innovative and contemporary solutions while balancing risk with an objective to both grow and protect wealth. |
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General Information |
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| Insurance License#: |
0D66810
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| Name of Broker/Dealer: |
Financial West Group
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| Name of Custodial Firm: |
National Financial Services, LLC (NFS) (Fidelity)
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| Years of Experience in Financial Services: |
12
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| Number of Years with Current Firm: |
6
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| Work Experience: |
Metropolitan Life Insurance
Salomon Smith Barney
Dean Witter Reynold
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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| BA, Finance - Fort Lewis College (1998) |
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Services |
| Investment Types: |
Bonds, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Commodities, Options & Futures, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Life, HMO, Health, Annuity
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Advisor's Number of Clients: |
300
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
100000
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| Compensation Methods: |
Flat Fee, Commissions, Based on Assets
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| Fee % Based on Assets: |
1% - 1.5%
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| Additional Details on Charges: |
Financial Plans are $500 basic to $5000 comprehensive.
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| Minimum Fee Charged for Managed Accounts: |
1%
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| Minimum Fee Charged for Flat Fee Accounts: |
$1250
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| Prepared By: |
Nickalus Ketcham, CFP® |
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