| Advisor Profile |
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| Name: |
Paul Griessel |
| Phone Number: |
(925) 395-4504 |
| Website: |
Visit Website
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Business Description |
| We help individuals make smart decisions about their money as a leading independent financial advisory firm. We serve mainly Northern California Executives, Business Owners, and Parents who are serious in maximizing their wealth, preserving it, and thinking of leaving a legacy. Many of our clients give back to their communities, sometimes through a gifting program or through their own family foundation. Many are active in their children’s schools and churches. |
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General Information |
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| Insurance License#: |
CA-0570222
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| Name of Broker/Dealer: |
Ameritas Investment Corp.
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| States Licensed in: |
CA, NV
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
14
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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BS, Economics - Wagner College
BS, Business Administration - Wagner College |
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Services |
| Investment Types: |
Pension Plans, Annuities, Bonds, Stocks, Insurance, Mutual Funds, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC®), Certified Senior Advisor (CSA)®, Chartered Life Underwriter (CLU®), Registered Financial Consultant (RFC)
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| Securities Licenses: |
Series 65, Series 4, Series 6, Series 7, Series 22, Series 24, Series 63, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Annuity, Disability, Variable Life, Variable Annuity, Life
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| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), National Association of Estate Planners & Councils, National Association of Insurance and Financial Advisors (NAIFA)
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| Non-Financial Organization Memberships: |
Moraga California Rotarian
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
87
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| Assets Managed by Firm: |
$78,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Fee % Based on Assets: |
1.5%
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| Prepared By: |
Paul Griessel |
| Most Recent Update: |
06/03/2008 |
Frequently Asked Questions |
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