Business Description

At Uncommon Wealth Management, we treat our clients with courtesy and integrity. We strive to provide realistic, honest financial advice that achieves results. We will try to help lead you on a course to financial freedom. Our years of experience and notable expertise help ensure that your financial future is in good hands.

Our track record of uncompromising ethics instills confidence and trust. We use cutting edge technologies to ensure up to the minute information from the financial world. This allows us to respond quickly, and give you the most relevant information and perspective.

General Information

Gender:

Male

CRD#:

1999478

Name of Broker/Dealer:

Brokers Xpress

States Licensed in:

AZ,AR,CA,CO,IN,IA,KS,MD,MN,NM,NC,OK,TX,WA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, REITs, Commodities, Bonds, Insurance, Annuities, Stocks

Qualifications & Memberships

Securities Licenses:

AP, Series 65, Series 63, Series 31, Series 24, Series 7

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

100K

Compensation Methods:

Based on Assets

Prepared By:

Tracy Spaeth