Business Description

Our philosophy is simple, to help you clarify your true needs and objectives, and then offer creative solutions unique to your situation. We are a long term, professional partner in evaluating, planning and implementing strategies to achieve our clients’ long term goals.

Helping clients understand the choices that matter®
This is a registered trademark of Clarus Financial Group, LLC

General Information

Gender:

Male

CRD#:

4500913

States Licensed in:

States Willing to do Business in:

South East

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses, Federal & State Employees

Education

Academic Background

Truett-McConnell College 1998
University of Georgia 2000
Oglethorpe University 2007

Services

Investment Types:

Commercial Real Estate, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 65, Series 6, Series 7, Series 63

Insurance and Annuity Licenses:

HMO, Health, Annuity, Disability, Variable Life, Long Term Care, Variable Annuity, Accident, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

160

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Commissions, Based on Assets, Flat Fee

Fee % Based on Assets:

.5-1.5

Prepared By:

J. Shawn McGuire, CFP(R)