| Advisor Profile |
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| Name: |
Shane Thompson |
| Phone Number: |
(269) 216-7304 |
| Website: |
Visit Website
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Business Description |
At Capstone Financial Advisors, we provide a full range of investment
products and services. We handle individual stocks, bonds, mutual
funds, fixed and variable annuities for clients who like the traditional
approach to investing. For investors who prefer high-touch
relationships, we offer fee based advisory services. In addition to these
types of investment vehicles, we also provide our clients with the
following insurance vehicles: Variable, Universal, Whole and Term Life
Insurance, Long-Term Care insurance, Disability Insurance,
Supplemental Insurance, and Health Insurance.
Regardless of which type of investor you are, it all begins with a
financial plan, because we believe that this is the cornerstone of
creating successful financial futures. |
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General Information |
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| Name of Broker/Dealer: |
Harbour Investments, Inc.
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| Name of Custodial Firm: |
Pershing
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| States Licensed in: |
MI, CO, PA, GA, FL, IL, NC
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| States Willing to do Business in: |
MI, CO, PA, GA, FL, IL, NC
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| Years of Experience in Financial Services: |
4
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMSŪ)
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| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life, Annuity
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| Non-Financial Organization Memberships: |
Masons, Royal Arch, Knights Templar, Lions
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
50
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
25,000
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| Compensation Methods: |
Commissions, Based on Assets
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| Fee % Based on Assets: |
.50 to 1.0
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| Prepared By: |
Shane Thompson |
| Most Recent Update: |
05/18/2008 |
Frequently Asked Questions |
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