| Advisor Profile |
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Business Description |
| I Specalize in Financial Planning, which includes Retirement Planning, Educational Planning, Insurance, and 401(k) Rollovers. We service the Metro Detroit and thumb areas of Michigan. |
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General Information |
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| Name of Broker/Dealer: |
Waddell & Reed
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| Years of Experience in Financial Services: |
6
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| Number of Years with Current Firm: |
4
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Services |
| Investment Types: |
Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 6, Series 63
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| Insurance and Annuity Licenses: |
Disability, Long Term Care, Accident, Annuity, Health, Life
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| Non-Financial Organization Memberships: |
Automation Alley
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
30000
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| Compensation Methods: |
Commissions, Flat Fee
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| Prepared By: |
Anthony Rogalski |
Frequently Asked Questions |
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