Business Description

To provide quality Investment and Insurance services to insure future financial stability. To help my clients be as prepared as possible for major life changes such as sending their kids to college or retiring. When I design an investment strategy, I emphasize the milestones, aiming for long-term success!

General Information

Gender:

Male

CRD#:

3235144

Firm CRD#:

3870

Name of Broker/Dealer:

Lincoln Financial Securities Corporation

States Licensed in:

NC, SC, GA, AZ, AK, MI, IN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Mutual Funds, Insurance, Annuities

Qualifications & Memberships

Securities Licenses:

Series 6, Series 63

Insurance and Annuity Licenses:

Disability, Variable Life, Variable Annuity, Accident, Annuity, Health, Life

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

1000 +

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Compensation Methods:

Commissions

Prepared By:

David Taylor