| Advisor Profile |
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Business Description |
| financial planning for businesses and indivdiuals including retirement planning, IRA's, 401k plans and rollovers, brokerage services, mutual funds, annuities, life insurance, disability insurance, long term care insurance |
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General Information |
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| Name of Broker/Dealer: |
AXA Advisors, LLC
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| Years of Experience in Financial Services: |
17
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Individual Investors
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Services |
| Investment Types: |
Mutual Funds, Insurance, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Commissions, Flat Fee, Based on Assets
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| Prepared By: |
Barbara Grosse |
Frequently Asked Questions |
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