Business Description

Our objective is to help you, your family and your business prepare for a secure financial futureby doing creative, modern planning that delivers results

General Information

Gender:

Male

CRD#:

5401022

Firm CRD#:

4031

Name of Broker/Dealer:

Hornor, Townsend & Kent, Inc.

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

BS, Electrical Engineering with a minor in Business - MIT

Services

Investment Types:

Mutual Funds, Insurance, Stocks, Bonds

Qualifications & Memberships

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Disability, Life

Non-Financial Organization Memberships:

Arthur’s contributions to his community have included support of the Kirkland Performance Center; the Kirkland Alliance of Neighborhoods; and The Branch Center. He is a current member of the North Rose Hill Neighborhood Association where he serves as Vice Chair. In addition, he has taught classes at Christ Church Academy; and is a mentor for the Future Business Leaders of America.

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Commissions, Based on Assets

Prepared By:

Arthur Best