| Advisor Profile |
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| Name: |
Ron Pateta |
| Phone Number: |
(908) 333-4024 |
| Website: |
Visit Website
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Business Description |
| A private, high net worth client based firm offering expert financial advisors serving NJ, NY, and PA for over 25 years. |
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General Information |
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| Years of Experience in Financial Services: |
25
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| Foreign Languages Serviced: |
SPANISH
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Services |
| Investment Types: |
Stocks Mutual Funds, International Investments, Bond Mutual Funds, Options, Alternative Investments, Real Estate, Bonds, Stocks, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Personal Financial Specialist, Certified Public Accountant, Series 7, Certified Public Accountant, Insurance License (Life & Health; Long Term Care; Specify below), Accredited Tax Advisor, Chartered Financial Consultant, Certified Financial Planner, Accredited Asset Management Specialist, Series 6, Chartered Mutual Fund Consultant, Accredited Tax Preparer, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Chartered Life Underwriter, Series 65, Series 63, Chartered Financial Analyst, National Association of Insurance & Financial Advisors
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Assets Managed by Firm: |
Yes
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| Prepared By: |
Ron Pateta |
| Most Recent Update: |
07/08/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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What is your approach to financial planning? |
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client specific planning to meet financial goals |
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What services do you offer? |
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investments and insurance, PRIVATE FUNDING AND LENDING |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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no, generally a team is assigned unless specified otherwise |
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How are you compensated? How will I pay for your services? |
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either billed hours or industry directed compensation |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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yes unless otherwise authorized |
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Do you offer any guaranteed results? |
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it is illegal to offer guaranteed results |
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How much risk should I be willing to take? |
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to be establihed vis risk tolernce test prior to recommendations |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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majority of those licensed within the states business is conducted |
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Are there any pre-existing conditions that you can not cover? |
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How long does it take to complete the application and approval process? |
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Is there a maximum age that you can insure? |
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What services do you provide? What are your specialties? |
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PROPER DIVERSAFICATION AND RISK MANAGEMENT |
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What is your experience? How many clients do you currently manage? |
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What financial institution(s) do you represent? |
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THE MAJORITY WITHIN THE STATES WHERE BUSINESS IS CONDUCTED |
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How do you charge for your services? |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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PERSONAL SERVICE AND UNBIAS RECOMMENDATIONS |
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What are your qualifications? |
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What is your approach to 401 K plan rollovers? |
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IMPROVE INVESTMENT OPTIONS WHILE PROTECTING CAPITAL |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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THE MAJORITY WITHIN THE STATE THAT BUSINESS IS CONDUCTED |
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How many years of experience do you have? |
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What are your fees for this service? |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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TO INCREASE YOUR CONTROL AND POTENTIAL GROWTH |
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Do you provide a free initial consultation? |
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