| Advisor Profile |
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Business Description |
| Founded in 1974, Raymond James has been providing professional advice for over 30 years. At Raymond James we offer a wide array of financial services to suit all your investment needs. We advise in stocks, bonds, mutual funds, retirement planning, educational planning, and any other financial concern you may have. Please don't hesitate to call and I will assist you in any questions you may have. |
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General Information |
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| Name of Broker/Dealer: |
Raymond James Financial Services, Inc.
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| Years of Experience in Financial Services: |
2
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Businesses, Individual Investors
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Services |
| Investment Types: |
Bonds, Mutual Funds, Insurance, Annuities, Stocks
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 7
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| Insurance and Annuity Licenses: |
Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
No Minimum
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Cade Eskridge |
| Most Recent Update: |
09/24/2008 |
Frequently Asked Questions |
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