| Advisor Profile |
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| Disclaimer |
| he Mutual Fund Store® advisors provide independent, fee-based, investment advisory and asset management services based on asset allocation models and mutual fund recommendations from Chairman and Chief Investment Officer Adam Bold. Customized portfolios are developed and implemented for clients based on their unique financial situation and ability to tolerate risk associated with investments in securities. |
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Business Description |
| The Mutual Fund Store® advisors provide independent, fee-based, investment advisory and asset management services based on asset allocation models and mutual fund recommendations from Chairman and Chief Investment Officer Adam Bold. Customized portfolios are developed and implemented for clients based on their unique financial situation and ability to tolerate risk associated with investments in securities.
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General Information |
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| Years of Experience in Financial Services: |
24
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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Providence College
Providence, RI
B.A., English Literature
Minor in Accounting |
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Services |
| Investment Types: |
Mutual Funds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Mutual Fund Counselor (CMFC)
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| Securities Licenses: |
Series 7, Series 66, Series 24
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| Non-Financial Organization Memberships: |
Mt. Pleasant Chamber of Commerce
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
varies
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| Prepared By: |
Mark Rogan |
| Most Recent Update: |
07/18/2008 |
Frequently Asked Questions |
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What services do you provide? What are your specialties? |
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Our goal at The Mutual Fund Store® is to provide superior returns on a regular and recurring basis within the risk level appropriate to our clients’ unique situations. We are not trying to find the highest-performing fund from one year to the next; we attempt to identify funds whose managers have been able to deliver consistently strong returns on an annual basis. |
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What is your experience? How many clients do you currently manage? |
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Mark Rogan is a Certified Mutual Fund Counselor with over 20 years of experience as a Financial Advisor. He has previously worked at firms such as UBS and Merrill Lynch. |
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What financial institution(s) do you represent? |
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Our clients benefit from us not being affiliated or beholden to any mutual fund family. TMFS provides unbiased investment advice and we do not accept any compensation from the fund families we use. |
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How do you charge for your services? |
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Because we receive a quarterly fee based upon the assets we manage for a client, our advisors are motivated to monitor the portfolio on an ongoing basis. Furthermore, our advisors are bound by their fiduciary responsibility to keep their clients’ interest first.
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Do you provide a free initial consultation? |
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Yes, if you have at least $50,000 to invest, we can provide you a free review of your portfolio and a finacial plan based on your specific risk tolerance. |
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