Business Description

"2008 Five Star Wealth Manager: Best in Client Satisfaction" - Seattle Magazine.

With over two decades of experience working with Northwest families, we have positioned ICON as one of the industry's leading independent wealth management and financial planning firms. As we embark on working relationships with our clients that span decades, it is our unbiased and expert knowledge that holds the key to our mutual success. Gaining and keeping wealth requires education, and it is extremely hard navigating the financial world without someone you can trust to protect and look out for your best interests. Welcome to ICON, we are here to help.

General Information

Gender:

Male

CRD#:

3143867

Firm CRD#:

136554

States Licensed in:

WA, CA, OR, Fl, GA, MA

Years of Experience in Financial Services:

10+

Number of Years with Current Firm:

10+

Work Experience:

We formed ICON out of a primary desire to help people. So, we created a firm where we could focus on helping people understand and make informed decisions regarding their financial well being. As we embark on working relationships with our clients that span decades, it is our unbiased and expert knowledge that holds the key to our mutual success. Gaining and keeping wealth requires education, and it is extremely hard to navigate in the financial world if you don't have someone you can trust to teach you the rules. Just as businesses hire Chief Financial Officers to educate and keep them informed of decisions that can make or break their firms, your finances should be managed in just the same way.

I work with the following types of clients:

Individual Investors, Businesses

Services

Investment Types:

Insurance, Bonds, Stocks, Annuities, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC)

Securities Licenses:

Series 6, Series 7, Series 24, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Health, Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Hourly, Flat Fee

Fee % Based on Assets:

negotiable

Prepared By:

Matt McKellar

Most Recent Update:

07/09/2008