Business Description

I am a full service Financial Services Professional,I specialize in Retirement and Estate Planning,Asset Allocation,Dollar Cost Averaging and Rebalancing,College Funding,Disability Insurance,Long Term Care Insurance and Life Insurance.I work throughout MA and CT.

General Information

Gender:

Male

CRD#:

5419961

Insurance License#:

1840950

Name of Broker/Dealer:

New York Life Insurance Company

States Licensed in:

MA ,CT

States Willing to do Business in:

MA, CT

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Services

Investment Types:

Annuities, Insurance

Qualifications & Memberships

Securities Licenses:

Series 6, Series 63

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Disability, Long Term Care, Life, Annuity

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

3000

Firm's Number of Planning Clients:

500

Firm's Number of Managed Clients:

500

Assets Managed by Firm:

$10000000

Advisor's Number of Clients:

100

Assets Managed by Advisor:

$2500000

Compliance

Registered Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50000

Compensation Methods:

Flat Fee, Commissions, Based on Assets, Hourly

Prepared By:

Stacy Adamuska

Most Recent Update:

10/16/2008