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Securities and investment advisory services offered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. Annuity and insurance products offered through AXA Network, LLC and its subsidiaries. Joseph DiMauro is licensed to sell insurance in the following states: CT, DC, NJ, NY, NC, TX, VA; is registered to offer securities in the following states: CT, DC, NJ, NY, NC, TX, VA;
Registered for investment advisory services NY NJ CT
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Business Description |
As an AXA Advisors Financial Professional, I am dedicated to helping my clients build secure financial futures. To do it right takes commitment and planning.
Recently inducted into the Million Dollar Round Table (MDRT), the Premier Association of Financial Professionals.®
As a member of MDRT, you are assured that you are working with an accomplished, ethical professional who is considered to be among the best in the world. Round Table membership is an exclusive honor that is achieved only by a small percentage of all financial services advisors worldwide.
My primary focus is to assist you in mapping out your financial priorities and establish a framework to help meet all of your financial goals. Though AXA Advisors and its affiliates, I can offer a broad range of financial products and services.
Whether it is retirement planning, insurance protection, college funding, estate planning* or any other planning need, I can develop a personalized financial program with experience and precision.
I am a graduate of Syracuse University with a Bachelors of Science Degree in Engineering and a Masters of Science Degree from Arizona State University. I maintain the FINRA Registrations Series 7, 66, as well as Life and Health Insurance licenses.
*Estate planning is offered using life insurance or other financial products. |
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General Information |
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| Name of Broker/Dealer: |
AXA Advisors, LLC
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| States Licensed in: |
CT, DC, NJ, NY, NC, TX, VA
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| Years of Experience in Financial Services: |
6
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| Number of Years with Current Firm: |
6
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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| BS, Engineering - Syracuse University |
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Services |
| Investment Types: |
Mutual Funds, Stocks, Annuities, Exchange Traded Funds (ETFs), Insurance, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Long Term Care, Variable Annuity, Variable Life, Life, Health, Annuity
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable
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Firm Information |
| Number of Advisors in Office: |
Over 1000 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Joseph DiMauro |
| Most Recent Update: |
08/20/2008 |
Frequently Asked Questions |
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