Business Description
Gary has been an investor for over 26 years; first getting his securities license in 1982. Gary recently moved his practice to Investors Capital to continue to help offer financial planning, fee-based asset management and other wealth management services. Gary recognizes individual needs while interacting with your trusted advisors, lawyers and accountants. If you are looking for an advisory team who cares about your financial success, Gary and his team have the skills to assist you in your unique journey. Securities offered through Investors Capital Corporation 800-949-1422. Investment advisory services offered through Machtig Advisory Services, LLC. Member FINRA/SIPC. Advisory Services offered through Investors Capital Advisory 230 Broadway, Lynnfield, MA 01940.
General Information Gender:    Male CRD#:    1036253 Firm CRD#:    30613 Insurance License#:    1007495 Name of Broker/Dealer:    Investors Capital Name of Custodial Firm:    Pershing States Licensed in:    AR, CA, CO, FL, GA, IA, IL, IN, KY, MD, MI, MN, MO, MT, ND, NE, NJ, NM, NY, ND, OH, OK, PA, SD, VA, WI, WY Years of Experience in Financial Services:    26 Number of Years with Current Firm:    1 I work with the following types of clients:    Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations
Services Investment Types:    Oil & Gas Partnerships, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
Qualifications & Memberships Securities Licenses:    Series 65, Series 7, Series 63, Series 66 Insurance and Annuity Licenses:    Disability, Annuity, Life, Health, Variable Annuity, Variable Life, Long Term Care Financial Organization Memberships:    Paladin Registry Non-Financial Organization Memberships:    TwinWest Chamber of Commerce, Rotary International, Lions International, Elks Club
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes
Compliance Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $50,000 Compensation Methods:    Based on Assets, Hourly, Commissions Fee % Based on Assets:    1-3% Hourly Rate:    $250.00 Flat Fee Rate:    $500 Additional Details on Charges:    Fees reduced as asset increments by 250,000 per managed account,further reduced for each 250,000 increment increase in assets under management. Minimum Fee Charged for Managed Accounts:    $1250 Minimum Fee Charged for Hourly Planning Accounts:    $500 Minimum Fee Charged for Flat Fee Accounts:    $500
Prepared By:	Gary Aiken
Most Recent Update:	11/20/2008

Frequently Asked Questions

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