Business Description

We manage a gathering of wealth experts committed to growing, preserving and passing on wealth for a select clientele. We can advise you whether you wish to grow, protect, use or pass on your wealth. No doubt, you've heard a great deal about wealth management from various financial providers often enough used to attract your attention.

– We are different –

We view wealth management beyond the narrow concept of money. Our holistic definition of wealth is about goals, aspirations, ambition and dreams.

Each of our clients have different concepts of what their wealth means to them and for that reason we specialize in forming close personal relationships.

For some wealth means more time, others more freedom, for others it's a passport to material things that bring pleasure and satisfaction. For others it's a means to better the lives of others while some believe that with wealth comes responsibility that requires prudent stewardship to ensure its preservation and transfer to following generations.

If you have wealth or aspire to become wealthier these thoughts will cross your mind at various times in your life. Even in a well-organized life, you may still find yourself uncertain about money and the future. At times like these you need a trusted advisor – a financial coach – who can help you make the right decisions.

In essence we are not just interested in the "how" of wealth but also the "why".

General Information

Gender:

Male

CRD#:

3277832

Firm CRD#:

6413

Name of Broker/Dealer:

LPL Financial Corporation

States Licensed in:

VA, TX, CA, SC, NC

States Willing to do Business in:

NC, DC, MD, SC, VA, TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

2.5

I work with the following types of clients:

Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors

Education

Academic Background

MHR - University of Oklahoma
Bachelor of Arts degree - University of Florida

Services

Investment Types:

Options & Futures, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Accredited Wealth Management Advisor(AWMA)

Securities Licenses:

Series 66, Series 7

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Health, Life, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA), Paladin Registry

Firm Information

Number of Advisors in Office:

Up to 10 employees

Advisor's Number of Clients:

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Flat Fee, Based on Assets

Fee % Based on Assets:

0.5 - 1.5%

Flat Fee Rate:

$500-2500

Additional Details on Charges:

Project fees vary based on complexity of case.

Minimum Fee Charged for Flat Fee Accounts:

$500

Prepared By:

Charles Anthony Stough