Business Description

Bruce Gaynor, or "Coach" as he is known to many of his friends and former students, helps his clients work towards their financial objectives. Bruce works with individual and business owner clients in the areas of retirement, risk management, education savings, estate planning, and wealth management. Taking a holistic approach, Bruce examines each area of the client's financial life, identifying those which might require prompt attention and coaches his clients through various market environments. As an Investment Adviser Representative with ING Financial Partners, Bruce works in conjunction with other financial professionals to further leverage the resources he might offer through a team approach. Bruce holds an BA from UAlbany and an MS, Ed. from the University of Rochester. He is the proud father of two sons and in his spare time, Bruce enjoys sports, travel, and community service.

General Information

Gender:

Male

CRD#:

5129069

Firm CRD#:

2882

Insurance License#:

LA-1016666

Name of Broker/Dealer:

ING Financial Partners

Name of Custodial Firm:

Pershing LLC

States Licensed in:

NY NJ MA VT TN VA SC NM FL CT GA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Stocks, Mutual Funds, Commodities, Insurance, Annuities, Bonds, Options & Futures, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 66, Series 7

Insurance and Annuity Licenses:

Annuity, Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee, Hourly

Prepared By:

Bruce Gaynor