| Advisor Profile |
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
| Disclaimer |
Mary Jo Romano is a registered representative of Lincoln Financial Advisors Corp.
Securities offered through Lincoln Financial Advisors Corp. a broker/dealer (Member SIPC). Advisory services offered through Sagemark Consulting, a division of Lincoln Financial Advisors Corp. a registered investment advisor. Insurance offered through Lincoln affiliates and other fine companies.
CRN200901-2025090 |
|
|
|
|
|
Business Description |
| Offering comprehensive financial service solutions tailored to fit your specific needs. |
|
| |
|
|
General Information |
|
|
|
|
| Insurance License#: |
981276
|
|
| Name of Broker/Dealer: |
Lincoln Financial Advisors
|
|
| States Licensed in: |
CT, NY, NJ, PA
|
|
| States Willing to do Business in: |
CT, NY, NJ
|
|
| Years of Experience in Financial Services: |
16
|
|
| Number of Years with Current Firm: |
2
|
|
| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
|
|
| |
|
Education |
| Academic Background |
| |
| BA, MBA |
|
| |
|
Services |
| Investment Types: |
Bonds, Stocks, Annuities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC)
|
|
| Securities Licenses: |
Series 26, Series 6, Series 7, Series 24, Series 63, Series 65
|
|
| Insurance and Annuity Licenses: |
Health, Annuity, Variable Annuity, Variable Life, Long Term Care, Life
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$75,000
|
|
| Compensation Methods: |
Flat Fee, Commissions, Based on Assets
|
|
| Additional Details on Charges: |
Planning fees vary according to need and complexity of request. Planning fees charged for comprehensive planning are higher than fees charged for modular planning.
|
|
| |
|
| |
| |
| Prepared By: |
Mary Jo Romano |
|
|
