| Advisor Profile |
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| Name: |
Peter D'Arruda |
| Phone Number: |
(919) 249-5792 |
| Website: |
Visit Website
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| Research This Advisor |
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ADV Form II Link:
FORM ADV
Uniform Applicatio...
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| Disclaimer |
| No information herein shall be construed as an offer to "buy," "purchase" or "sell" a security. We will only render investment advice, recommendations or services after the following conditions have been met:
1. Delivery of our form ADV Part II.
2. Execution of an Investment Advisory and/or Financial Planning Engagement Letter.
Although information and materials contained in this website are gathered from data we believe to be accurate at the time of publishing, it is not guaranteed as to accuracy and is not represented as complete or intended as the primary basis for investment decisions. Information presented herein is not to be construed as advice meeting the particular needs of any investor. All mention of performance is based on historical experience. It should not be assumed that past performance is any indication of future results.
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Business Description |
Turn your Retirement Worries into Retirement Rewards!
Peter J. “Coach Pete” D’Arruda, Registered Financial Consultant, & Investment Advisor, is the host of the COACH PETE’S FINANCIAL SAFARI radio show. Having written three financial books, he is a well respected author. His radio show is heard weekly on radio stations across the country. He has also been seen on FOX BUSINESS, CNBC, The Street, Smart Money,CNN Finance and Yahoo Finance.
His mission is to “assist our listeners in achieving the goals and objectives that are most important to them" Each year, Mr. D’Arruda also educates area investors and financial professionals by holding educational seminarsopen to the public. Topics include: Taking money out of IRA’s tax-free, stopping the unfair tax on your Social Security Income, how to get long-term care protection without paying annual premiums, safe investment alternatives, protecting yourself from market losses, proper planning for tithing and charitable giving, and much
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General Information |
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| Insurance License#: |
701175
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| Name of Custodial Firm: |
Fidelity
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| States Licensed in: |
NC, VA, SC, TX, CA, PA, WI, ID, WA, TN,
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| States Willing to do Business in: |
NC, VA, SC, TX, AR
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
19
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| Work Experience: |
Clients have been put first for 19 years
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| I work with the following types of clients: |
Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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| UNC-Chapel Hill |
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Services |
| Investment Types: |
Bonds, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, FOREX & Currency, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC), Certified Estate Advisor (CEA)®
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| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Accident, Life, Health, Annuity, Disability, Long Term Care
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable
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| Non-Financial Organization Memberships: |
Better Business Bureau
National Ethics Bureau
Host of Coach Pete's Financial Safari syndicated radio show heard in 8 states.
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
367
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| Firm's Number of Planning Clients: |
345
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions, Based on Assets, Hourly, Flat Fee
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| Additional Details on Charges: |
Free Initial Consultation
Never any pressure.
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| Prepared By: |
Peter D'Arruda |
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