Business Description

Offering comprehensive financial service solutions tailored to fit your specific needs.

General Information

Gender:

Male

CRD#:

30320

Firm CRD#:

6694

Name of Broker/Dealer:

Raymond James Financial Services, Inc.

States Licensed in:

MA, ME, NH

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

I have more than 50 years experience successfully managing various financial firms, where I built up a wealth of knowledge in stocks and bonds.

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations

Services

Investment Types:

Bonds, Stocks, Mutual Funds, Options & Futures, Exchange Traded Funds (ETFs)

Qualifications & Memberships

Securities Licenses:

Series 7

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Compensation Methods:

Commissions

Prepared By:

Philip Brickley