| Advisor Profile |
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| Name: |
Jim Goodland |
| Phone Number: |
(763) 515-8161 |
| Website: |
Visit Website
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| Disclaimer |
| Investment Advisory Services offered through Securus Wealth Management, LLC, a Registered Investment Advisor. Securities offered through Cambridge Investment Research, Inc. a Broker/Dealer, Member FINRA/SIPC. Securus and Cambridge are separate companies. |
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Business Description |
| Welcome to Securus Wealth Management, LLC. Our firm’s purpose is to deliver the best possible wealth management experience to a select group of individuals, small businesses and institutions. We have developed into one of the areas leading wealth management firms by offering a superb culture and unique philosophy that focuses on lifelong results. Our team of experts can help you create, develop, implement and maintain successful wealth management solutions. |
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General Information |
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| Insurance License#: |
IN63133
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| Name of Broker/Dealer: |
Cambridge Investment Research, Inc.
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| Name of Custodial Firm: |
Fidelity Institutional Wealth Services
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| States Licensed in: |
AZ, AR, CA, CO, FL, GA, IA, KS, MD, MA, MI, MN, MO, MS, NJ, NM, NY, NC, ND, OH, OK, OR, PA SC, SD, TX, UT, WA, WI, WY
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| States Willing to do Business in: |
All states
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| Years of Experience in Financial Services: |
18
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| Number of Years with Current Firm: |
15
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| Work Experience: |
I stared in the financial services industry in 1992 with Prudential. From there I went on to an independent firm where we hosted "Successful Money Strategies" on WCCO radio. In 1995 I formed my own company and have developed this into a respected wealth management firm with 22 associates and over $250 million under management.
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
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Education |
| Academic Background |
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| Attended Brown University. |
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Services |
| Investment Types: |
Annuities, Bonds, Stocks, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Wealth Management Specialist (WMS)
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| Securities Licenses: |
Series 66, Series 65, Series 63, Series 31, Series 24, Series 7, Series 6
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Property, Casualty, Accident, Annuity, Health, HMO, Life
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| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
250
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| Firm's Number of Planning Clients: |
250
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| Firm's Number of Managed Clients: |
200
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| Assets Managed by Firm: |
$250,000,000
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| Advisor's Number of Clients: |
55
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| Advisor's Number of Managed Clients: |
55
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| Advisor's Number of Planning Clients: |
55
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| Assets Managed by Advisor: |
$140,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
0.75-1.25
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| Additional Details on Charges: |
Fees are negotiable, depending on situation.
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| Minimum Fee Charged for Managed Accounts: |
$3,000
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| Minimum Fee Charged for Hourly Planning Accounts: |
$3,000
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| Minimum Fee Charged for Flat Fee Accounts: |
$3,000
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| Prepared By: |
Jim Goodland |
Frequently Asked Questions |
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