| Advisor Profile |
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| Name: |
Jennie Fierstein, CFP® |
| Phone Number: |
(508) 439-4920 |
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Business Description |
j. fierstein Financial Advisors is an independent, fee-based financial advisory firm that provides highly personalized investment management services and fully integrated financial planning with emphasis on investment, retirement, education planning, tax efficient strategies/planning, cash management, and risk assessment to individuals, families, and small businesses.
> A broad range of non-discretionary investment accounts may include: IRAs, Rollover IRAs, Roth-IRAs, 401(k) rollovers, 529 plans
> Portfolio strategies are customized for each individual investor
> Secure state-of-the-art technology is used to provide you performance reports and investment analysis
My mission as an acknowledged fiduciary is to provide impartial advice, and always place your interests first. It is with my specialized knowledge and experience that will enable you to make informed decisions and help toward achieving your financial goals. |
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General Information |
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| Insurance License#: |
1739089
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| Name of Broker/Dealer: |
Royal Alliance Associates
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| Name of Custodial Firm: |
Pershing LLC
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| States Licensed in: |
CA, CO, FL, KY, MA, NY, OK, VT
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| States Willing to do Business in: |
CA, CO, FL, KY, MA, NY, OK, VT
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
15
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| Work Experience: |
29 years investment experience;
Financial Planning services since 1993
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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BFA, Bachelor Fine Arts - Ithaca College
Diploma in Financial Planning - Boston University |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Variable Annuity, Long Term Care, Annuity, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
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| Fee % Based on Assets: |
1% - .50%
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| Additional Details on Charges: |
Pricing for a written financial plan is separate from asset management fees.
> Stand alone, fee-only financial planning can be Modular or Comprehensive, and range between 2-12 hrs.
> Asset management services provides specific investment advice and may include aspects of financial planning. Fee %'s are based on a sliding scale.
> Complimentary initial meeting
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| Minimum Fee Charged for Managed Accounts: |
$1,000
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| Prepared By: |
Jennie Fierstein, CFP® |
Frequently Asked Questions |
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