Business Description

Boutique Wealth Advisory Firm that specializes in providing affluent families with wealth preservation and multi-generational wealth transfer strategies.

General Information

Gender:

Male

CRD#:

16164

States Licensed in:

VA,NC,GA,TN, DC

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Professional Experience

U.S. Naval Officer
Financial Advisor, Merrill Lynch
Vice President-Financial Consultant Charles Schwab

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

BS, Political Science - Tennessee State University

Services

Investment Types:

Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Stocks, FOREX & Currency, Mutual Funds, Insurance, Annuities, Bonds, Options & Futures, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Accredited Asset Management Specialist (AAMS®), Accredited Wealth Management Advisor(AWMA)

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Disability

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

$13,000,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions

Additional Details on Charges:

Wealth Advisory Fees depends on the complexities of the each client's financial situation.

Call today to schedule a complimentary consultation.

Important Disclosure:
Complimentary Consultations are void of any product sales recommedations. All personal information and records are held strictly confidential.
(Based on the Investments, Tax Reduction Strategies, Retirement and Estate Planning Techniques, consultations are best suited to individuals who maintain investment portfolios in excess of $250,000 and/ or a networth exceeding $500,000)

Prepared By:

Robert J. Lee II