| Advisor Profile |
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| Name: |
Bonnie Yam, CFA, EA |
| Phone Number: |
(914) 574-2547 |
| Website: |
Visit Website
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| Research This Advisor |
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ADV Form II Link:
http://www.pensionmaxima.com...
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| Request More Information |
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| Disclaimer |
| Pension Maxima Investment Advisory, Inc. is an investment adviser that is registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940 and has made notice filings in those states where required to do so. Pension Maxima Investment Advisory, Inc. does not offer its services to residents of any jurisdiction in which EBS is not currently registered and/or is not a notice filer, unless exempt. The information provided is intended for use by citizens and residents of the United States only. It is not directed to any person residing in, any citizen of, or any form of organization operating under the authority of any country or jurisdiction in which Pension Maxima Investment Advisory, Inc. is not registered as an investment adviser, unless exempt.
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Business Description |
Pension Maxima is an independent Registered Investment Advisor (RIA) with the SEC. Our goal is to assist individuals and companies in setting up a Winning Retirement Plan.
As life expectancy soars, Americans are looking forward to a longer retirement. How do we adequately prepare for such a challenging task so our retirement is enjoyable, meaningful and fulfilling? |
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General Information |
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| Insurance License#: |
0D52403
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| States Licensed in: |
NY, CA
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| Years of Experience in Financial Services: |
8
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| Number of Years with Current Firm: |
3
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| Work Experience: |
Ms. Yam is a Chartered Financial Analyst and an Enrolled Agent. She graduated from Smith College with a BA in Mathematics and Economics. She received an MBA in Finance from University of Chicago. Before starting her Qualified Plan business eight years ago, she was a Financial Manager for Time Magazine, New York and a Hedge Fund Research Analyst for Cheetah Investments, Hong Kong. Ms. Yam has extensive experience in investment management, investment fiduciary and investment education. She is a member of CFA Institute and NYSSA.
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
Chinese (Mandarin, Cantonese)
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Education |
| Academic Background |
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BA, Economics and Mathematics from Smith College MA, Finance - University of Chicago
MBA, Finance - University of Chicago |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Analyst (CFA), Enrolled Agent (EA)
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| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Variable Annuity, Life
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| Financial Organization Memberships: |
CFA Institute
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Flat Fee, Based on Assets, Commissions
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| Fee % Based on Assets: |
1.25%
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| Minimum Fee Charged for Managed Accounts: |
$2,500
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| Minimum Fee Charged for Flat Fee Accounts: |
$2,500
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| Prepared By: |
Bonnie Yam, CFA, EA |
Frequently Asked Questions |
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