Business Description

As a Wachovia Securities Financial Advisor, I can offer you a wide range of services, from selecting individual investments to developing a retirement plan. With access to a broad array of company resources -- including research analysts and economic and market experts -- I can help you make informed investment decisions based on your specific needs. And because I don't have any product sales quotas, I'm free to recommend the most suitable products and services for your unique situation.

General Information

Gender:

Male

CRD#:

5493951

Insurance License#:

OG22126

Name of Broker/Dealer:

Wachovia Securities

States Licensed in:

CA, MO

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors

Education

Academic Background

BS, Economics - University of the Pacific

Services

Investment Types:

Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Life, Annuity, Variable Annuity, Variable Life, Disability

Firm Information

Number of Advisors in Office:

10 - 99 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Chad Webster