Business Description

Peace of Mind and Retirement Security!

We work primarily with pre-retirees, retirees, and those who have recently left their employment and want to be sure that their 401(k), IRA, and other retirement plans are invested in a proper and suitable manner. It is important that your nest egg is invested in a way that is fully compatible with your retirement goals and objectives.

You have spent years cultivating your investment portfolios. Now you can see that your focus must shift from accumulating wealth to receiving income throughout your retirement years. You realize that a change in strategy is needed. Therefore, it is of the utmost importance that you must structure your financial portfolios to provide for your retirement security.

We look at investing quite differently than most financial advisors. Our approach uses Nobel Prize winning strategies, and is firmly grounded in the academic research of the past 60 years.

Our goal is to provide you with peace of mind so that you can enjoy your retirement years without financial worry. Our objective is to provide you with a retirement portfolio that will allow you to comfortably sleep at night.

General Information

Gender:

Male

CRD#:

1397485

Firm CRD#:

156518

Insurance License#:

8217026 (NJ)

Name of Broker/Dealer:

Tranquility Path Investment Advisors, LLC (Registered Investment Advisor)

States Licensed in:

NJ, NY, Fl, WA, ME

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Retirees, Businesses, Individual Investors

Education

Academic Background

MBA - University of Massachusetts;
BSEE - NJ Institute of Technology

Services

Investment Types:

Insurance, Mutual Funds, Managed Accounts, Annuities, Exchange Traded Funds (ETFs)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Ed Slott Elite Advisor

Securities Licenses:

Investment Advisor Representative

Insurance and Annuity Licenses:

Annuity, Disability, Long Term Care, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

250,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Henry Zupko CFP