| Advisor Profile |
 |
| Name: |
Joseph Parisi, CFP® |
| Phone Number: |
(267) 352-4155 |
| Website: |
Visit Website
|
|
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
|
|
|
|
|
Business Description |
| We provide comprehensive financial Planning and wealth management for individuals and businesses. My Certification as a CFP means I have met rigorous standards in training and experience and have agreed to a strict code of ethics and business practices. |
|
| |
|
|
General Information |
|
|
|
|
|
|
|
|
| Insurance License#: |
1022388
|
|
| Name of Broker/Dealer: |
Signator
|
|
| Name of Custodial Firm: |
John Hancock Financial Network
|
|
| States Licensed in: |
NJ, PA, DE, ME, VT
|
|
| Years of Experience in Financial Services: |
10
|
|
| Number of Years with Current Firm: |
6
|
|
| I work with the following types of clients: |
Businesses, Individual Investors
|
|
| |
|
|
|
Services |
| Investment Types: |
Alternative Investments, Options & Futures, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Annuities, Stocks, Bonds
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
|
|
| Securities Licenses: |
Series 66, Series 7
|
|
| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity
|
|
| Financial Organization Memberships: |
Financial Planning Association (FPA)
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
|
|
| Firm's Number of Clients: |
2000
|
|
| Firm's Number of Planning Clients: |
200
|
|
| Firm's Number of Managed Clients: |
500
|
|
| Assets Managed by Firm: |
$200,000,000
|
|
| Advisor's Number of Clients: |
150
|
|
| Advisor's Number of Managed Clients: |
50
|
|
| Advisor's Number of Planning Clients: |
50
|
|
| Assets Managed by Advisor: |
$20,000,000
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$50,000
|
|
| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
|
|
| Fee % Based on Assets: |
1.5
|
|
| |
|
| |
| |
| Prepared By: |
Joseph Parisi, CFP® |
Frequently Asked Questions |
|
|
|
