| Advisor Profile |
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Business Description |
| Based in Charlotte North Carolina, Alpha Financial Advisors, LLC is a fee-only financial planning and investment advisory firm. As a fee-only financial services company, we make specific investment recommendations based on your individual needs, circumstances and goals, not based upon the commissions that a particular financial product might pay.
Our goal is to serve as a lifelong, indispensable advisor to you and your family by offering you the impartial advice required to help make you financially successful. We combine the personal service of a small, boutique firm with the technological capabilities of a large company. We maintain long-term relationships with specialists in law, tax and insurance to ensure that we can offer you the very best advice in each discipline. |
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General Information |
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| Name of Custodial Firm: |
Schwab Institutional
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| States Licensed in: |
NC VA FL TX
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| States Willing to do Business in: |
Any
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
6
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| I work with the following types of clients: |
Individual Investors, Businesses
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Services |
| Investment Types: |
Mutual Funds, Exchange Traded Funds (ETFs), Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Analyst (CFA), Accredited Asset Management Specialist (AAMS®), Certified Fund Specialist (CFS)
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100000
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| Compensation Methods: |
Based on Assets, Flat Fee, Hourly
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| Prepared By: |
James McGehee |
Frequently Asked Questions |
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