Business Description

As a financial advisor with Wells Fargo Advisors, I can offer you a wide range of services, from helping you select individual investments to developing a retirement plan. With access to a broad array of company resources -- including research analysts and economic and market experts -- I can help you make informed investment decisions based on your specific needs.

General Information

Gender:

Male

CRD#:

1082960

Insurance License#:

121036

Name of Broker/Dealer:

Wells Fargo Advisors

States Licensed in:

OK TX AL VA AZ CA CO MI MO MS

States Willing to do Business in:

OK TX AL VA AZ CA CO MI MO MS

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

University of Oklahoma
Wenthworth Military Academy

Services

Investment Types:

Exchange Traded Funds (ETFs), Mortgages & Real Estate, Stocks, Options & Futures, Mutual Funds, Insurance, Annuities, Bonds, Alternative Investments, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 65, Series 63

Insurance and Annuity Licenses:

Variable Annuity, Life

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

300

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

75000

Compensation Methods:

Commissions, Flat Fee

Fee % Based on Assets:

1.00

Prepared By:

Andy Knight