Business Description
I can provide you sound and objective financial advice for all of your investment needs. I'm always aware that it is YOUR MONEY, so all my recommendations and suggestions are based on what is best for you in any given situation. My pledge to you is to handle your investments as I would my own. As my client you gain access to unbiased and personalized investment management strategies that combines the benefits of both strategic and tactical portfolio management. Whatever your goal, my services can prepare you and help guide you to your financial objective. Call now for a FREE consultation. It will be time well spent!
General Information Gender:    Male CRD#:    4436173 Firm CRD#:    19616 Name of Broker/Dealer:    Wells Fargo Advisors, LLC States Licensed in:    AZ CA CO CT HI IA IL IN KS MD MN NV OR PA TX VA WA WI Years of Experience in Financial Services:    8 Number of Years with Current Firm:    8 I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses
Services Investment Types:    Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)
Qualifications & Memberships Certifications, Accreditations & Designations:    Accredited Asset Management Specialist (AAMS®) Securities Licenses:    Series 65, Series 63, Series 7 Insurance and Annuity Licenses:    Accident, Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life, HMO, Health
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes
Compliance Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees Minimum Portfolio Size for New Managed Accounts:    $25,000 Compensation Methods:    Based on Assets, Commissions, Flat Fee
Prepared By:	George Hofer, AAMS

Frequently Asked Questions

Q.	Will you be the only person working with me?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How much risk should I be willing to take?

Q.	Do you provide a free initial consultation?

Q.	Why should I choose you as my financial advisor?

Q.	How long does the process of setting up an Education Plan usually take?

Q.	How long does the process of rolling over a 401K plan usually take?

Q.	What are your fees for this service?

Q.	Why should I roll over my 401K plan to your firm?

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Q.	Will you be the only person working with me?
No, I have an associate, this provides the benefit of having two financial advisors.

Q.	How are you compensated? How will I pay for your services?
It depends on the type of account and what your preferences may be.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Yes, unless you want to establish a discretionary account.

Q.	How much risk should I be willing to take?
The answer will depend on a risk assessment questionnaire that you will complete during our first meeting.

Q.	Do you provide a free initial consultation?
Yes, this will include a complete portfolio review.

Q.	Why should I choose you as my financial advisor?
I implement a strategy to potentially grow investments, but at the same time have exit strategies in place to avoid catastrophic losses.

Q.	How long does the process of setting up an Education Plan usually take?
This can be accomplished during our first meeting.

Q.	How long does the process of rolling over a 401K plan usually take?
Usually about 5-7 business days.

Q.	What are your fees for this service?
There is no cost to do the 401K rollover.

Q.	Why should I roll over my 401K plan to your firm?
We provide an unlimited number of investment choices and will stay in regular contact with you.