| Advisor Profile |
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| Securities offered through Sammons Securities Company, member FINRA/SIPC
Fee-based investment advisory services offered through SPC, a registered investment advisor |
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Business Description |
| Trivedi Financial Group offers individuals, families and small businesses comprehensive financial insight, products and services. Representing over 80 investment companies and over 30 insurance companies, Trivedi Financial Group custom-tailors every client's financial plan to provide objective, unbiased financial solutions. |
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General Information |
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| Name of Broker/Dealer: |
Sammons Securities Company
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| Name of Custodial Firm: |
First Clearing LLC
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| States Licensed in: |
CA, KY, IL, IN, MD, OH, PA
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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| B.S. Indiana University - Bloomington |
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Services |
| Investment Types: |
Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Bonds, Mutual Funds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 7, Series 65
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| Insurance and Annuity Licenses: |
HMO, Annuity, Accident, Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
25,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
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| Prepared By: |
Marcus Trivedi |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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I have 10 years' experience as a financial consultant, holding Series 7, 63, and 65 securities licenses as well as Annuity, Life, Health, Dental, Disability, and Long-Term Care Insurance licenses.
I graduated Phi Beta Kappa from Indiana Universtiy - Bloomington and completed investment planning and insurance training from DePaul University in Chicago. |
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What is your approach to financial planning? |
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Your financial planning process with Trivedi Financial Group begins with an individualized, in-depth evaluation of your current financial situation and aspirations. Once your overall objectives and priorities have been identified, we will construct a specific plan to focus on helping you reach your goals.
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What services do you offer? |
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Investment Planning
Retirement Planning
College Funding
Insurance Planning
Risk Management
Estate Conservation
Tax Management
Cash Management
Charitable Giving
Debt Elimination |
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Will you be the only person working with me? |
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I will be the only advisor handling your account. |
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