Business Description

Focus on Growth & Perservation!

Stock markets change, so should your risk exposure. If you always find yourself on the wrong of the market, we can help.

"Friends don't let Friends Buy & Hold"

General Information

Gender:

Male

CRD#:

4523378

Insurance License#:

TX-1231944, CO-241009

Name of Broker/Dealer:

J.W. Cole Financial, Inc.

States Licensed in:

AZ, CA, CO, LA, MD, TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Higher Education 403(b), Non-Profit Organizations, Individual Investors

Foreign Languages Serviced:

Spanish, Portuguese

Services

Investment Types:

Mutual Funds, Insurance, Annuities

Qualifications & Memberships

Securities Licenses:

Series 63, Series 26, Series 6, Series 65

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity

Financial Organization Memberships:

Financial Services Institute

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Hourly, Flat Fee, Commissions

Fee % Based on Assets:

1-2%

Prepared By:

Jason Womack