Business Description

General Information

Gender:

Male

CRD#:

1794267

Name of Broker/Dealer:

Wells Fargo Advisors

States Licensed in:

IL, WI, IN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

BS, Economics - Illinois State University

Services

Investment Types:

Stocks, Bonds, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 31, Series 65

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Annuity, Variable Annuity

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Commissions, Based on Assets

Prepared By:

Michael Page