Business Description

We believe that a strong relationship with a competent, caring and thorough advisor is the best way to help you achieve your most important financial goals. As such, we are absolutely dedicated to providing world-class client service. We structure our business around your needs, desires and objectives.

General Information

Gender:

Male

CRD#:

1516831

Firm CRD#:

10205

Name of Broker/Dealer:

Securities America

Name of Custodial Firm:

National Financial

States Licensed in:

AR,AZ,CA,CO,FL,ID,IL,IN,KY,MA,MD,ME,MI,MN,MT,NC,
NJ,NM,OH,OK,OR,PA,SC,TX,UT,VA,WA,WI,WY

States Willing to do Business in:

All 50 States

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

Bachelor of Science in Finance, University of Arizona

Services

Investment Types:

Stocks, Bonds, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 63, Series 6, Series 22

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Health, Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000.00

Compensation Methods:

Hourly, Based on Assets, Flat Fee, Commissions

Prepared By:

Jordan Dechtman