| Advisor Profile |
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Business Description |
Freedom Capital Management - LINDA C. MOCK,CFP,CRPC is an independent Financial Advisor* who actually does put her clients first.
To help you reach your financial goals, I first listen carefully to your concerns and what you are trying to acomplish both now and in the future. Only then can I offer potentially effective strategies to achieve these goals.
Whether it is retirement planning, retirement income strategies, investment planning or risk management, I have 15 years of experience and the resources designed to streamline your financial life and find the solutions you need.
As an independent Financial Advisor, I have an extensive non-proprietary array of products and services backed by state-of-the-art technology that allows me to provide extraordinary service to my clients.
I would be happy to work with you as well.
*Securities & advisory services offered through Royal Alliance Associates,member FINRA/SIPC and a registered investment advisor. Freedom Capital Management is not affiliated with Royal Alliance Associates or registered as a broker-dealer or investment advisor. |
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General Information |
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| Name of Broker/Dealer: |
Royal Alliance
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| Name of Custodial Firm: |
Pershing/Bank of New York/Mellon
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| States Licensed in: |
NJ, NY, FL, CT, WA, PA, MA, NC
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
1
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| Work Experience: |
Freedom Capital Management (2009)
Merrill Lynch (2004-2009)
Access Wealth Management (1994-2004)
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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BS, Engineering Science - Columbia University
MBA, Economics and Finance - Fairleigh Dickinson University |
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Services |
| Investment Types: |
Bonds, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 63, Series 6, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Variable Annuity, Long Term Care, Annuity, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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| Non-Financial Organization Memberships: |
New Jersey Collaborative Law Group
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1.20%
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| Prepared By: |
Linda Mock, CFP® |
Frequently Asked Questions |
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