Business Description

The Philadelphia Group is a wealth management firm that was founded on the principals of competence, independence, and client service that exceeds expectations.

We have the knowledge and the resources to continually provide innovative strategies for client’s ever changing needs.

General Information

Gender:

Male

CRD#:

2924830

Firm CRD#:

6413

Name of Broker/Dealer:

THE PHILADELPHIA GROUP

Name of Custodial Firm:

LPL

States Licensed in:

PA, NJ

States Willing to do Business in:

NJ PA Dl

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors

Services

Investment Types:

Stocks, Exchange Traded Funds (ETFs), Bonds, Annuities, Insurance, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 6, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Life, Disability, Long Term Care, Annuity, Health, Variable Annuity, Life

Firm Information

Number of Advisors in Office:

10 - 99 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a commission only financial professional

Minimum Portfolio Size for New Managed Accounts:

$75,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Patrick Rotondo