| Advisor Profile |
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| Name: |
William Scarborough |
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Business Description |
Income. Pursuing income and growth for my clients is what my practice is all about. My clients generally fall into two categories: (1) We need to find investments that generate income now; or (2) We are building and growing their portfolio so that it can generate more income in the future (for retirement, education, etc.).
I enjoy doing a lot of the investment research myself. I use the investment ideas I discovered to seek to make money for my clients and my family. We find that a balanced and well diversified portfolio is an excellent form of risk management during difficult market environments. A good working relationship with my clients is a must. The more I know about you the better we are able to serve you.
Let me say that I am blessed with a fantastic assistant, Deborah Reynolds. Much of our business involves detail, and getting things done right and on time is in many cases crucial to success. The details of your financial affairs will be in the best possible hands with Deborah. |
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General Information |
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| Name of Broker/Dealer: |
Raymond James & Associates, Inc.
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| States Licensed in: |
TX, AL, AZ, AR, CA, CO, CT, FL, GA, IL, LA, ME, MO, MT, NJ, NM, NY, NC OK, SC, OR, WA, VA
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
8
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| I work with the following types of clients: |
Businesses, Individual Investors, Institutions, Non-Profit Organizations
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Education |
| Academic Background |
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| BA in Finance - Southern Methodist University Class of 82 |
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Services |
| Investment Types: |
Annuities, Insurance, Mutual Funds, Options & Futures, Alternative Investments, 401k Rollovers, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
PMP, Accredited Asset Management Specialist (AAMS®)
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| Securities Licenses: |
Series 63, Series 7, Series 31, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Life, Annuity, Variable Annuity
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
William Scarborough |
Frequently Asked Questions |
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