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MassMutual Financial Group
9900 Corporate Campus Dr. Suite 1800 Louisville, KY 40223	(502) 442-7039 Visit Website

“We Can Help You Get There”

Advisor Profile

Name:	Chris Risher
Phone Number:	(502) 442-7039
Website:	Visit Website

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Disclaimer

MassMutual Financial Group is a marketing designation (or fleet name) for Massachusetts Mutual Life Insurance Company(MassMutual) and its affiliates. Springfield, MA 01111-0001. Insurance Representative of MassMutual and its affiliates. Chris D. Risher is a Registered Representative of and offers securities and investment advisory through MML Investors Services, Inc., a MassMutual subsidiary. Supervisory Office: 2365 Harrodsburg Road Suite A300 Lexington KY 40504-3392 (859)223-4141

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Business Description

You are unique. Your circumstances, responsibilities and goals for tomorrow dictate financial strategies particular to you. Recognizing and utilizing the various financial options available to you takes extensive knowledge, insight, and -above all- the active interest and continued attention of dedicated concerned professional.

Our objective is to help you achieve financial security in a complex and constantly changing world. We offer products and services to help you achieve what is important to you.

We begin with a thorough assessment of your present financial situation so you can see where you stand. We listen for a thorough understanding of exactly what your objectives are for you, your family and your business. Only then do we begin to design a financial strategy specifically for you.

Successful people are often simply too busy to coordinate their financial strategies. Their insurance, investments and asset allocation, estate planning, college education funding, and retirement funding often are handled by a variety of financial services who do work independently. We offer a team of professionals who can provide coordinated implementation.

Our goal is to help you achieve you financial objective. To that end, we pledge our knowledge, our resources and our dedication to integrity in all we do.

General Information

Gender:

Male

CRD#:

4325125

Firm CRD#:

10409

Insurance License#:

308621

Name of Broker/Dealer:

MassMutual Life Investor Services, Inc.

Name of Custodial Firm:

Massachusetts Mutual Life Insurance Company

States Licensed in:

KY, IN, OH, AL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

Bachelors Degree in Business Administration

Services

Investment Types:

Mutual Funds, Insurance, Annuities

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified in Long-Term Care (CLTC)

Securities Licenses:

Series 65, Series 6, Series 63

Insurance and Annuity Licenses:

Variable Annuity, Life, Health, Annuity, Disability, Variable Life, Long Term Care

Financial Organization Memberships:

Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA)

Non-Financial Organization Memberships:

Jeffersontown Chamber of Commerce

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Commissions, Based on Assets

Fee % Based on Assets:

Additional Details on Charges:

Charges can vary, from fee based only to commissions. Seldom are they both.

Prepared By:

Chris Risher

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