| Advisor Profile |
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| Name: |
Douglas Grant |
| Phone Number: |
(704) 837-0154 |
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Business Description |
BUSINESS PHILOSOPHY
My goal is to provide families and business owners with assistance in building their financial freedom. I have the skills, knowledge and experience acquired over twenty years experience in the insurance and financial services industry required to help meet my client’s established goals.
My personal pledge is to become a lifetime resource for each and every client. To be here when you need me. To listen. To offer solutions based on your needs. To be a resource. And to help you reach your dreams.
As one of our firms financial planners I work closely with clients in designing long term structured plans to help reach specific financial goals and objectives. These goals include business succession, executive benefit planning, retirement planning, education funding and asset allocation models.
I will work with you and your tax and legal advisers to help you select the most appropriate product solutions to suit your specific needs and circumstances. Some health insurance products offered by unaffiliated insurers through Enterprise General Insurance Agency, Inc. (EGA), 300 Davidson Avenue, Somerset, NJ 08873. Metropolitan Life Insurance Company (MLIC), New York, NY 10166. Securities products and investment advisory services offered by MetLife Securities, Inc. (MSI)(member FINRA/SIPC) and a registered investment adviser. The EGA, MLIC and MSI are MetLife companies. L1209079660[exp1210][CT,NC,SC] |
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General Information |
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| Name of Broker/Dealer: |
MetLife Securities
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| Name of Custodial Firm: |
Pershing, LLC
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| States Licensed in: |
NC, SC, CT
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| States Willing to do Business in: |
NC, SC
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| Years of Experience in Financial Services: |
21
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Individual Investors, Businesses, Non-Profit Organizations
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Services |
| Investment Types: |
Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Life Underwriter Training Council Fellow (LUTCF)
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| Securities Licenses: |
Series 6, Series 7, Series 65, Series 63
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Accident, Life, Health, Annuity
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| Financial Organization Memberships: |
Million Dollar Roundtable
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$10,000
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| Compensation Methods: |
Hourly, Based on Assets, Commissions, Flat Fee
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| Fee % Based on Assets: |
1 - 1.75%
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| Prepared By: |
Douglas Grant |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes, our written financial plans require a 50% deposit with the remander payable upon delivery of completed plan. If you are not satisfied with the final product a refund of your deposit is made. |
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Will you be the only person working with me? |
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I will be your primary contact however we have a team of five representitives in our office. Depending on your specific needs we will have other team members involved based on thier specialty. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Yes, I believe a client should be a part of the entire financial planning process. |
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How much risk should I be willing to take? |
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Your personal objectives,time horizon, beliefs and feelings will help determine your risk tolerance. We work closely with each client to determine their personal risk tolerance as well as the type of assets to be held in their account. |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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MetLife is our primary carrier, however we have access to most major carriers via MetLife Enterprise GA. |
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How long does it take to complete the application and approval process? |
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Underwriting a life application will take between two and six weeks. |
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Is there a maximum age that you can insure? |
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