| Advisor Profile |
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| Name: |
Kris Wall |
| Phone Number: |
(561) 531-5912 |
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| Research This Advisor |
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Disclosure Link:
http://www2.stifel.com/site/...
http://www2.stifel.com/site/...
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| Request More Information |
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| Disclaimer |
| Investing involves risks, including the possible loss of principal invested.
Member SIPC & NYSE
This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. Stifel Nicolaus Financial Advisors may only conduct business with residents of the state in which they are properly registered. The information on this website is not an offer to sell or a solicitation of an offer to buy, any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase or sale may not lawfully be made.
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| Investing involves risks, including the possible loss of principal invested.
Member SIPC & NYSE
This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. Stifel Nicolaus Financial Advisors may only conduct business with residents of the state in which they are properly registered. The information on this website is not an offer to sell or a solicitation of an offer to buy, any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase or sale may not lawfully be made.
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Business Description |
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General Information |
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| Insurance License#: |
D065000
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| Name of Broker/Dealer: |
Stifel Nicolaus
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| Name of Custodial Firm: |
Stifel Nicolaus
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| States Licensed in: |
FL,GA,CA,CT,IN,IA,KY,LA,MA,NV,NJ,NY,NC,PA,SC,TX
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
1
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| Work Experience: |
I have been managing investments for individuals, corporations, and non profit organizations for nearly a decade. I hold a BBA in Marketing/Finance from FAU, as well as the Accredited Asset Management Specialist designation from the College for Financial Planning. I work with my clients on a one on one basis determining their needs, risk tolerance and life goals and design a comprehensive Financial Plan to meet their needs.
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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Bachelor of Business Administration Marketing and Finance from Florida Atlantic University
Accredited Asset Management Specialist Designation from the College For Financial Planning |
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Services |
| Investment Types: |
Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, Insurance, Annuities, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMS®)
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| Securities Licenses: |
Series 66, Series 63, Series 31, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Life
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| Non-Financial Organization Memberships: |
Palms West Chamber Of Commerce
Network Professionals Inc
Christ Fellowship Church
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes, Yes
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| Investment Advisor Representative: |
Yes, Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record, I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record, I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes, Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000, $50,000
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| Compensation Methods: |
Commissions, Based on Assets, Flat Fee, Flat Fee, Commissions, Based on Assets
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| Prepared By: |
Kris Wall |
Frequently Asked Questions |
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What is your approach to financial planning? |
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I specialize in Financial Planning including Retirement Planning, Education Planning, and Estate Planning. Everyone has different needs and goals, and we will develop a plan that is suitable especially for you, and then determine what investment stategies to undertake to try to meet those goals. |
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What services do you offer? |
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Portfolio Analysis and Review, Education Cost Projection, Retirement needs Projection, Estate Planning Alalysis.
Investments May Include: Stocks, Bonds, Mutual Funds, ETF's, Managed Accounts, CD's, Alternative Investments, Options, Annuities, Life Insurance, Money markets etc. |
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Have you ever been charged with any breaches? |
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Do you provide a free initial consultation? |
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How many years of experience do you have? |
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