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Business Description |
Outstanding Investment Results is what we're known for.
We focus on one thing: Wealth Building for you. You
won't find us on the Golf course on a Thursday, or almost
any day. We've cut our teeth in the Hedge Fund business
and have stellar long-term investment returns. We're the
Investment Advisor that trumps all others because of one
thing: We're premier Investment Managers. Why would you
ever listen to an Investment Advisor, about your personal
investments, that couldn't excel in Investment
Management? What value add could they possibly have? |
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General Information |
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| Insurance License#: |
P144698
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| Name of Custodial Firm: |
Schwab & Co.
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| States Licensed in: |
FL, NJ, NY, CT, TX, WA, PA
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| States Willing to do Business in: |
FL, NJ, NY, CT, TX, WA, PA
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
1
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| Work Experience: |
Eighteen years of Hedge Fund experience generating outstanding returns.
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Graduated Babson College in 1990. |
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Services |
| Investment Types: |
Alternative Investments, Insurance, Stocks
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Qualifications & Memberships |
| Securities Licenses: |
Series 6, Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Health, Annuity, Variable Life, Long Term Care, Variable Annuity, Disability, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
100000
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| Compensation Methods: |
Commissions, Hourly, Flat Fee, Based on Assets
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| Fee % Based on Assets: |
1%
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| Additional Details on Charges: |
Fee Charges are based on Assets and depend on whether Alpha providers advice only or active investment management.
Some investment clients pay performance fees to Alpha Investment.
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| Prepared By: |
Paul Rogers |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Please see our website page "Becoming a Client".
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What is your approach to financial planning? |
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Please review our webpage that details the "Client Advisory Process".
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How are you compensated? How will I pay for your services? |
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Please see our website page "Becoming a Client".
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| Q. |
Why should I choose you as my financial advisor? |
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There are several reasons you should choose Alpha Investment as your Financial Advisor. Please first read our webpage, "Why Choose Alpha Investment?".
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