Business Description

It’s hardly news that wealth can complicate your life. Because more is at stake, you have more financial decisions to make on an ongoing basis.

Many of these choices involve finding ways to grow and preserve your wealth. But look closely and you’ll see that even the simplest decisions generally involve multiple considerations—tax management strategies, retirement planning, health-care costs and more. Certain steps, such as estate planning and the creation of trusts, may affect the well-being of several generations. Entrepreneurs face the added requirement of balancing the needs of their business with that of their own financial life.

Fortunately, even the most complex financial issues can be handled successfully with the help a dedicated advisor who is experienced and knowledgeable about the realities of wealth.

General Information

Gender:

Male

CRD#:

2110755

Firm CRD#:

6363

Name of Broker/Dealer:

Ameriprise Financial Services, Inc.

States Licensed in:

FL, GA, SC, NY, NJ, TX, WA, MO, AL, DE, IL, MD, MI, VA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Foreign Languages Serviced:

Spanish

Education

Academic Background

Master of Science in Finance

Services

Investment Types:

REIT, Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Masters in Financial Services (MSFS)

Securities Licenses:

Series 7, Series 63, Series 66

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Variable Annuity, Life, Health, Accident, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA)

Non-Financial Organization Memberships:

UCF Board of Trustees
Orlando Health Board, Member
American Red Cross Board, Member
Hispanic Chamber of Commerce, Member

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Advisor's Number of Planning Clients:

60-70%

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000.00

Compensation Methods:

Commissions, Flat Fee, Based on Assets

Prepared By:

Conrad Santiago CFP®, MSFS

Frequently Asked Questions

Q.	What is your approach to financial planning?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	Do you provide a free initial consultation?

Q.	Will you come to my location?

What is your approach to financial planning?

I work with individuals to understand what means most to them and their families. This information provides the foundation for a personalized financial strategy that incorporates their unique goals and objectives. By understanding your current situation we are able to develop a plan of action that can be adjusted to reflect your changing needs, fluctuating economic conditions and tax law changes.

What services do you provide? What are your specialties?

Personal financial planning for retirement, investments, protection planning/family security, estate planning strategies, education funding and tax management strategies.

What is your experience? How many clients do you currently manage?

I started as a financial advisor with the current company in 1991. In 1994, I became a Senior Financial Advisor. Since 1992 I became part of the company's elite group, currently the Chairman's Advisory Council and I am also a Private Wealth Advisor.

Do you provide a free initial consultation?

Yes.

Will you come to my location?

Yes.