| Advisor Profile |
 |
| Name: |
James Russell IV |
| Phone Number: |
(904) 638-1853 |
| Website: |
Visit Website
|
|
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
| Disclaimer |
| Securities offered through J.W. Cole Financial, Inc. Member FINRA/SIPC. Investment Advisory Services offered through Jonathan Roberts Advisory Group and may only discuss securities or transact business with persons who are residents of the following states: Fl, GA, MD, IN. |
|
|
|
|
|
Business Description |
| "I help conservative clients to understand financial products and concerns so they can make difficult financial decisions with great confidence." |
|
| |
|
|
General Information |
|
|
|
|
|
|
| Name of Broker/Dealer: |
J.W. Cole Financial, Inc.
|
|
| States Licensed in: |
MD, FL, IN, GA
|
|
| Years of Experience in Financial Services: |
23
|
|
| Number of Years with Current Firm: |
1
|
|
| I work with the following types of clients: |
Businesses, Individual Investors
|
|
| |
|
|
|
Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures
|
|
| |
|
Qualifications & Memberships |
| Securities Licenses: |
Series 31, Series 7, Series 66
|
|
| Insurance and Annuity Licenses: |
HMO, Variable Annuity, Life, Annuity, Health, Disability, Variable Life, Long Term Care
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Compensation Methods: |
Commissions, Based on Assets, Flat Fee, Hourly
|
|
| Fee % Based on Assets: |
.75 to 2%
|
|
|
|
| |
|
| |
| |
| Prepared By: |
James Russell IV |
Frequently Asked Questions |
|
|
|
