Business Description

As a independent financial advisor affiliated with Raymond James, I can
offer you a wide range of services, from helping you select individual
investments to developing a retirement plan. With access to a broad array
of company resources -- including research analysts and economic and
market experts -- I can help you make informed investment decisions
based on your specific needs.

Contact me if you'd like me to help you develop strategies for meeting
your financial goals.

General Information

Gender:

Male

CRD#:

4401426

Firm CRD#:

19616

Insurance License#:

620693

Name of Broker/Dealer:

Wells Fargo Advisors

Name of Custodial Firm:

First Clearing, LLC

States Licensed in:

WA, OR, ID, MT TX, CA, CO, MO, FL, IA, AR, ME, GA

States Willing to do Business in:

any

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors

Education

Academic Background

BS, Central Missouri University

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Mutual Funds, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Accredited Asset Management Specialist (AAMS®)

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Health, Annuity, Variable Annuity

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a commission only financial professional

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Clay Trenz