Business Description

Freedom Wealth Management is an independently owned financial consulting firm with more than 10 year of dedicated personalized service to our clients. Our independence allows us to offer you an unbiased objective approach to serving your investment needs.

Whether you are just starting to save for your future, or are a seasoned investor, Freedom Wealth Management has the financial management experience to direct you towards reaching your objectives. We also offer financial and investment services through First Allied Securities, Inc. to business owners and their employees. Our commitment is to always provide unbiased advice, impeccable service, and diversified financial resources to serve your individual needs ... that's one benefit of an independent perspective.

General Information

Gender:

Male

CRD#:

3257845

Firm CRD#:

32444

Insurance License#:

Ca Insurance Lic # OC78918

Name of Broker/Dealer:

First Allied

Name of Custodial Firm:

Pershing LLC

States Licensed in:

CA, CO, FL, KY, NJ, NC, SC, WA, WI

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Morgan Stanley
Edward Jones
First Allied

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

Graduated Azusa Pacific University with BA in Religion-Youth Ministry emphasis and a BA in Communication

Services

Investment Types:

Mortgages & Real Estate, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Accredited Asset Management Specialist (AAMS®)

Securities Licenses:

Series 7, Series 31, Series 66

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity

Financial Organization Memberships:

Financial Members Institute

Non-Financial Organization Memberships:

Rotery International

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

50,000

Compensation Methods:

Hourly, Commissions, Flat Fee

Prepared By:

Jim Hayne