| Advisor Profile |
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Business Description |
We're going to deliver to you a premium service with premium products. You won't have to worry about whether your portfolio is safe.
We carry very low fee’s with our programs. Compared to our competitors, our fee’s are some of the lowest in the industry.
We value you as a customer. You’re not a number to us and we're dedicate to helping you reaching your financial objectives.
We differentiate ourselves from the rest of the market place because we provide strategies that help our clients maintain their principal and give them competitive income streams. |
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General Information |
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| Insurance License#: |
523984
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| States Licensed in: |
GA,NC,TX
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| Years of Experience in Financial Services: |
12
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| Number of Years with Current Firm: |
7
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| Work Experience: |
We partner with you to help you reach your goals. Everyone has different needs and objectives and we provide you premium products with great service to help you get where you want to be.
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| I work with the following types of clients: |
Businesses, Individual Investors
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Services |
| Investment Types: |
Insurance, Alternative Investments, Annuities
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Qualifications & Memberships |
| Securities Licenses: |
Series 7
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| Insurance and Annuity Licenses: |
Health, Accident, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
100,000
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| Compensation Methods: |
Based on Assets, Flat Fee, Hourly
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| Additional Details on Charges: |
Every prospective client get a free initial consultation to see if we may be able to help them reach their objectives. Any fees will be submitted before any work is done in a client proposal profile.
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| Minimum Fee Charged for Hourly Planning Accounts: |
147
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| Prepared By: |
Bob Freeman |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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We have a customer satisfaction response system. Customer satisfaction is our number one priority in helping you have a great experience with us. |
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What are your qualifications? What is your education background? |
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We have been working with clients in the financial industry for the past 12 years. Our job is to use everyone's expertise to help bring you the best possible solutions. |
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What is your approach to financial planning? |
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Our goal is to help people achieve the financial objectives they desire. |
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What services do you offer? |
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Retirement planning, income planning, leveraging your assets for your maximum benefit and estate planning. |
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Will you be the only person working with me? |
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It depends on how complex your case is and what needs to be accomplished. We will use other people on your case if needed to provide the best service to you. |
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How are you compensated? How will I pay for your services? |
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We are compensated through fees and third party vendors who we have an alliance. Be assured we are very sensitive to fees and work to keep them to a minimum for you. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Yes... we will get your permission and buy-in on what we're trying to do. |
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Do you offer any guaranteed results? |
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We cannot offer results...no one can. However, some of our products do offer guarantees. This would be in the insurance arena. Depending on individual circumstances, this can be a very substantial benefit to you the client. |
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How much risk should I be willing to take? |
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It depends on your risk profile, time frame, current cash flow liquidity and whether it makes any financial sense. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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We provide standard portfolio services.
Our specialties include portfolio protection and income planning for clients. People want to know that there secure in retirement and that's what we strive for. |
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What is your experience? How many clients do you currently manage? |
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Our experience has been very positive in helping clients maintain and grow their portfolios. |
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What financial institution(s) do you represent? |
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We work with a lot of different financial institutions covering different financial niches. |
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How do you charge for your services? |
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The initial consultation is free. We try to keep fees to a minimum but some cases can get very complex so a higher fee schedule may have to be charged. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Listen... if you need help in getting to the next financial phase of your career, we may be able to help you. We are here to help you where you may not be able to do that on your own. You're not a number at our firm and we're going to take the time help you at a very fair price. |
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Do you provide a free initial consultation? |
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What are your qualifications? |
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With all the rollovers we have done. The most important principle to abide by is to make sure you know whether portfolio will be able to deliver what you need it to do and to keep it safe. |
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| Q. |
What is your approach to 401 K plan rollovers? |
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Helping you accomplish what you want your 401(k) to provide for you. |
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How long does the process of rolling over a 401K plan usually take? |
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The average process time is two to six weeks. |
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What financial institutions do you represent? |
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We represent various financial institutions. |
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How many years of experience do you have? |
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Bob has 12 years of financial service experience. |
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What are your fees for this service? |
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It depends on the service provided. We are very sensitive to fees and work hard to keep fees to a minimum. |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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We will provide you with premium products and services to help you get the advantage you need in making your 401(k) work for you. |
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Do you provide a free initial consultation? |
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Yes. All initial prospective clients are provided with a free initial consultation. |
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