Business Description

Garrett Consulting is a professional financial consulting organization that recognizes and strives to fulfill our clients' goals. Over the past 21 years, Paul Garrett has worked one-on-one with private businesses, individual investors, and corporations to come up with comprehensive plans to pursue clients' financial needs.

General Information

Gender:

Male

CRD#:

1839490

Firm CRD#:

8032

Name of Broker/Dealer:

Commonwealth Financial Network

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types:

Managed Futures, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 22, Series 24, Series 6, Series 66, Series 63

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, Health, Annuity

Non-Financial Organization Memberships:

Better Business Bureau

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

240

Firm's Number of Planning Clients:

240

Firm's Number of Managed Clients:

240

Assets Managed by Firm:

$60,000,000.00

Advisor's Number of Clients:

240

Advisor's Number of Managed Clients:

240

Advisor's Number of Planning Clients:

240

Assets Managed by Advisor:

$60,000,000.00

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000.00

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Paul Garrett