Business Description

Richard is a Certified Financial Planner practitioner and Certified Employee Benefits Specialist, practicing financial planning since 1986. Richard is the owner of Financial Benefits, Inc. The firm provides comprehensive personal and business financial planning for owners and executives of small and medium sized companies, and employee health and retirement benefits for employees. We currently serve in excess of 400 clients. Our main focus is on retirement planning for both individuals and companies, although we provide much more than that.

General Information

Gender:

Male

CRD#:

1454350

Firm CRD#:

39543

Name of Broker/Dealer:

Cambridge Investment Research, Inc

States Licensed in:

KS, MO, OK, TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

MBA

Services

Investment Types:

Insurance, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Employee Benefits Specialist(CEBS)

Securities Licenses:

Series 65, Series 7, Series 24, Series 63

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, Property, Life, HMO, Health, Annuity, Accident, Casualty

Financial Organization Memberships:

Financial Planning Association (FPA)

Non-Financial Organization Memberships:

Wichita Estate Planning Council
Central Kansas Planned Giving RoundTable

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Hourly, Flat Fee, Commissions, Based on Assets

Prepared By:

Richard Stumpf, CFP®